stockbrokershare broker (in India), registered representative (in the United States and Canada), trading representative (in Singapore), or more broadly, an investment brokerinvestment adviserfinancial adviserwealth manager, or investment professional is a regulated brokerbroker-dealer, or Registered Investment Adviser (in the United States) who may provide financial advisory and investment management services and execute transactions such as the purchase or sale of stocks and other investments to financial market participants in return for a commissionmarkup, or fee, which could be based on a flat rate, percentage of assets, or hourly rate. Examples of professional designations held by individuals in this field, which affects the types of investments they are permitted to sell and the services they provide include Chartered Financial ConsultantsCertified Financial Planners or Chartered Financial Analysts (in the United States), Chartered Strategic Wealth Professionals (in Canada), Chartered Financial Planners (in the UK), and Master of Business Administration. The Financial Industry Regulatory Authority (FINRA) provides an online tool designed to help understand professional designations in the United States.[1]

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