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Showing posts from May, 2019
A  stockbroker ,  share broker  (in India),  registered representative  (in the United States and Canada),  trading representative  (in Singapore), or more broadly, an  investment broker ,  investment adviser ,  financial adviser ,  wealth manager , or  investment professional  is a regulated  broker ,  broker-dealer , or  Registered Investment Adviser  (in the United States) who may provide  financial advisory  and  investment management  services and execute transactions such as the purchase or sale of  stocks  and other  investments  to  financial market participants  in return for a  commission ,  markup , or  fee , which could be based on a flat rate, percentage of assets, or hourly rate. Examples of professional designations held by individuals in this field, which affects the types of investments they are permitted to sell and the ...