A stockbroker , share broker (in India), registered representative (in the United States and Canada), trading representative (in Singapore), or more broadly, an investment broker , investment adviser , financial adviser , wealth manager , or investment professional is a regulated broker , broker-dealer , or Registered Investment Adviser (in the United States) who may provide financial advisory and investment management services and execute transactions such as the purchase or sale of stocks and other investments to financial market participants in return for a commission , markup , or fee , which could be based on a flat rate, percentage of assets, or hourly rate. Examples of professional designations held by individuals in this field, which affects the types of investments they are permitted to sell and the ...
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